China Compliance Manager China Compliance Manager …

Trafigura
in Shanghai, Shanghai Shi, China
Permanent, Full time
Last application, 28 Apr 21
Competitive
Trafigura
in Shanghai, Shanghai Shi, China
Permanent, Full time
Last application, 28 Apr 21
Competitive
The primary point of contact for all compliance queries and issues in China and to provide support to the Regional Compliance Manager issues relating to the wider Asia region generally.

Key Responsibilities

 

Financial:

  1. Monitor developments in financial regulation in the region, escalating any new impacts to senior management and co-ordinating internal implementation response.
  2. Assist the regional head of compliance with managing relevant regulator relationships in China.
  3. To be the main point of contact for all issues regarding the Chinese physical business.
  4. To be the main point of contact for all issues regarding Trafigura’s derivative trading related to China and activity of the following exchanges:
  • The Shanghai Futures Exchange
  • The Dalian Commodities exchange
  • WUXI
  • ZHENGZHOU Commodity exchange
  • Shanghai Gold Exchange
  1. Advise the business on any compliance impact on new activity and initiatives.

Physical:

  1. Advise the business on all sanctions related queries for the region. This will include:
  • Analysing counterparties, individuals and structures to ensure all sanction risk identified and dealt with;
  • Reviewing relevant payment requests;
  • Advising the business on sanctions impact of proposed structures of transactions; and
  • Provide training and updates to the business on developments.
  1. Monitoring and advising the business on all bribery or corruption issues in the region. This will include:
  • Reviewing and advising on proposed intermediary / consultant arrangements;
  • Assessing the risk, and available mitigation actions, in relation to joint venture’s Trafigura has with third parties in the region;
  • Undertaking any necessary investigations of potential breaches of policy; and
  • Providing training and updates to the business on developments.
  1. Providing the regional escalation point for complex / non-standard KYC / AML issues.
  2. Ensure all compliance policies (Anti-bribery and corruption; Competition; KYC / AML etc) reflect the up to date position for the region.

 

Knowledge, Skills and Abilities

4 to 8 years of compliance experience in APAC region

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