Compliance Assistant

  • Competitive
  • Shanghai, Shanghai Shi, China
  • Not specified
  • Morgan McKinley Shanghai
  • 11 Dec 18

Compliance Assistant

Our client is a leading foreign bank. With the development of the business, they are seeking for a talent Compliance Assistant to join their teams.

Responsibilities:

  • Delivering red-headed circulars from authorities and regulatory requirement to relevant department so as to help related units to formulate and maintain appropriate internal control.
  • Assist in performing Compliance risk assessment with risk-based approach.
  • Assist in preparing compliance report to local authority.
  • Coordinate the review and interpretation of new and pending laws and regulations that potentially affect the business practices.
  • Assist in performing compliance check and issue observation report.
  • Assist the regulatory approval matters, e.g., senior position approval, branch premise change, licensing, etc.
  • Assist in conducting compliance training to internal units.
  • Be the backup of Compliance Manager when necessary.
  • Assist in follow-up on compliance related items.
  • Other works as assigned by Compliance Manager.

Requirements:
  • University degree or above
  • Major in Finance, Law, etc.
  • 3 years Compliance experience, or 5 years banking experience
  • Teamwork spirit and willing to work under pressure
  • Good communication skills in both English and Chinese (Written and Spoken)