Our client is a global top-tier quant investment company.
Our client is a global top-tier quant investment company. Currently, they are looking for a Compliance Officer based in Shanghai. This role will report to the Head of Compliance APAC directly. The main responsibilities include compliance advisory, AML,compliance monitoring etc. Requirements:
- A minimum of 5 years related working experience in financial institutions, including futures firms/security firms/investment firms/banks, in legal& compliance
- Good knowledge of internal control requirements and general compliance operations
- Familiar with domestic various regulators, like CSRC, AMAC
- Good written and verbal communications skills in English
- Professional certifications (e.g. CFA, CPA, Securities/Futures/Funds Qualification Certificate) is a plus