For Recruiters

Country Compliance Manager / Senior Manager

Macquarie Group
Shanghai, China
Posted 8 days ago Permanent Competitive
Country Compliance Manager / Senior Manager
Macquarie is a diverse and innovative global financial services group operating in 33 markets, including 11 in Asia. The diversity of our operations, combined with a strong capital position and robust risk management framework, has contributed to our 52-year record of unbroken profitability.

JOB PURPOSE

In this role you will join our Compliance Division, which is part of the Risk Management Group. You'll play a key role supporting our country compliance team in Shanghai, covering compliance work for our Macquarie Groups, including Commodities and Global Markets (CGM), Macquarie Asset Management (MAM) and Macquarie Capital. In this role you will also look after Macquarie's QFII investment into China. .

Your responsibilities will include:
  • Covering work for all Macquarie business units from country Compliance perspective. Coordinating with compliance colleague in Shanghai to work on advisory and reporting/applications with regulations.
  • Working on routine Compliance monitoring checking for across our business
  • Covering Macquarie Qualified Foreign Institutional Investor (QFII) work, Participating Bank in China Interbank Bond Market and any other similar activities. Advising business with regulatory requirements in relation with these qualifications.
  • Advising both local and regional business about regulation changing, collecting related circulars from regulators and scanning regulatory environment.
  • Working with Head of Compliance China/Taiwan to conduct Compliance trainings, including trainings to new comers, and general Compliance training to China staffs.
  • Reviewing marketing material to be used in China from country Compliance perspective.
  • Building up relationship with regulators in Beijing, including CSRC, PBOC, CBIRC and SAFE.
  • Working with Head of Compliance China/Taiwan to advise Business and assist in ad-hoc requirements.

To be successful, you will ideally hold aUniversity degree in finance, accounting, law or related major. Compliance, Internal Auditor or regulator experience for at least 6 years at global financial institutions. Experience from China onshore asset management companies or securities firm is preferred. Good working knowledge and understanding in China regulations is required Good communication skills in both English and Mandarin. Ability to work independent, determine priorities and meet deadlines.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity, Equity and Inclusion

The diversity of our people is one of our greatest strengths. An inclusive and equitable environment enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of 'empowering people to innovate and invest for a better future' is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity, equity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

Job ID  RMG-965877
ABOUT COMPANY
Hong Kong
18000 Employees Investment Banking / M & A

The best investment you can make is in yourself.

Whether you’re looking to take on a new project; progress within your division; explore an opportunity in a different team; or relocate globallyat Macquarie, you can choose a career route that’s as unique as you are

We’re a diversified financial group providing clients with asset management and finance, banking, advisory and risk and capital solutions across debt, equity and commodities.

To find out more about a career at Macquarie, visit www.macquarie.com/careers.

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