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Senior Associate, Compliance Team, Large Global Alternatives Manager, Shanghai, China

PER, Private Equity Recruitment
Shanghai, China
Posted 4 days ago Permanent Competitive
Senior Associate, Compliance Team, Large Global Alternatives Manager, Shanghai, China
Reference
11616

About our client
Our client is a leading global alternative investor. They have offices worldwide and are deemed an expert in private markets investing across funds, secondaries and co-investments. They are continuing to expand their presence in Hong Kong and China by seeking to bring on board a talented Compliance professional based in Shanghai.
What the job involves
  • You will assist in preparing regulatory reports, licensing, and application filings
  • Help to design, implement and execute Compliance Monitoring Program based on the Compliance Risk Assessment
  • Ensure sales and marketing activity is conducted in compliance with Chinese regulations
  • Knowledge of the Senior Manager and Certification Regime
  • Researching regulatory updates and drafting briefing notes
  • Coordinating with internal groups in the collection of audit requests
Who we are looking for
  • Minimum 4 years of experience in compliance, risk management or legal at a private markets investor, Private Equity Fund, Asset Manager or advisor in China
  • Understanding of financial services industry, ideally with a focus on private equity
  • Bachelor’s degree, or equivalent combination of training and experience
  • Proficient with Microsoft Office applications and a demonstrated ability to learn proprietary systems, CRMs, and software
  • Must hold or be prepared to obtain necessary regulatory licenses
  • Full business proficiency with Chinese Mandarin and English
  • •Fund Practitioner Qualification holder is preferable
Job ID  11616
ABOUT COMPANY
London, United Kingdom
HR & Recruitment
PER secures the right roles for the right people across Europe, Asia, the Middle East and Latin America. With 65 people working across three continent...
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