Compliance/Legal, Compliance Monitoring: currently 392 jobs.The latest job was posted on 20 Mar 23.
-
Compliance Monitoring Manager
- Competitive
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 20 Mar 23
-
Compliance Monitoring – Commercial/Wholesale Banking or Securities Trading Monitoring Experience Required
- £70k - £80k
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
VP, Compliance Monitoring and Surveillance Officer (Singapore)
- Competitive
- Singapore
- Permanent, Full time
- Non-disclosed
- Posted on: 10 Mar 23
-
Compliance Monitoring Manager
- GBP80000 - GBP85000 per annum
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 02 Mar 23
-
Compliance Monitoring Officer
- Negotiable
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 02 Mar 23
-
Compliance Monitoring (Thematic Reviews) - Investment Management
- £40k - £65k
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Feb 23
-
Compliance Officer, Testing, Monitoring & Investigations
- £55k - £60k
- London, England, United Kingdom
- Permanent, Full time
- Non-disclosed
- Posted on: 18 Mar 23
-
Investment Guidelines Compliance Analyst
- Competitive
- Wilmington, DE, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 17 Mar 23
-
Vice President, Compliance - Trade Surveillance and Forensic Testing
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 15 Mar 23
-
Senior Distribution Compliance Associate
- Competitive
- Austin, TX, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 01 Mar 23
-
Senior Compliance Officer
- $11k - $190k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 17 Mar 23
-
2 x Compliance Consultants – Compliance Consulting (Asset Management & Funds) Experience Required
- $80k - $170k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Director, Compliance Consulting – Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
- $170k - $225k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Legal Counsel - Asset Management
- $280k - $310k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Regulatory Compliance Associate - Investment Management
- $100k - $140k
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Mar 23
-
RISK & CONTROLS MANAGER (HR) – FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED
- $100k - $110k
- Virginia Beach, VA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Senior Specialist, Compliance & Control
- Competitive
- Pittsburgh, PA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Business Oversight Compliance - BI
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 16 Mar 23
-
Vice President, 1940 Act Registered Fund Compliance
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 15 Mar 23
-
Vice President, Alternatives Advisory Compliance
- Competitive
- Princeton, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 15 Mar 23
-
Director, Sustainability Compliance
- Competitive
- Atlanta, GA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 15 Mar 23
-
Vice President, Strategic Investments and Transactions Legal Counsel
- Competitive
- New York, NY, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 15 Mar 23
-
Risk Analytics Specialist - Charles River Development
- Competitive
- Burlington, MA, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 14 Mar 23
-
AML Operations Manager - VP
- Competitive
- Florham Park, NJ, USA
- Permanent, Full time
- Non-disclosed
- Posted on: 08 Mar 23