For Recruiters

Head of Legal and Compliance

Eton Clarke
Frankfurt am Main, Germany
Posted 4 days ago Permanent Competitive
D
Posted by
Daniel Nikpou
Recruiter
Eton Clarke has been mandated by a leading investment bank to find a Head of Legal and Compliance, to be based out of Frankfurt. The ideal candidate will have previous experience in a senior legal and compliance role within the capital markets space, experienced in Anti Money Laundering and be a native German speaker.

Key Responsibilities: 

  • Act as Head of Compliance at a international investment firm including staff management for Compliance.
  • Manage and represent the Compliance, AML, CTF and Anti-Fraud as well as MaRisk Compliance functions and liaise with senior management, Front Office as well as support and control functions of the Business.
     

Compliance / AML & CTF Function:

  • Oversight of the Compliance Monitoring Programme.
  • Conducting AML, CTF and Anti-Fraud Risk Analysis in his role as MLRO.
  • Conducting Compliance (WpHG) Risk Analysis in his role as Compliance Officer.
  • Provide Annual Compliance Officer Report to Management as defined in BT 1.2.2 MaComp.
  • Provide Annual MaRisk Compliance Officer Report to Management as defined in AT 4.4.2 MaRisk.
  • Provide annual AML, CTF and Anti-Fraud Report to Management incl. Report on 2LoD controls.

Compulsory requirements: 

  • Native German speaker. 
  • Experienced within the Capital Markets space. 
  • Experienced with Anti Money Laundering. 
More Jobs From Eton Clarke
Eton Clarke
Debt Capital Markets Officer - Frankfurt
Eton Clarke
Frankfurt am Main, Germany
1 day ago Full time Basic Salary + Discretionary Bonus
Eton Clarke
Fixed Income Portfolio Manager
Eton Clarke
London, United Kingdom
4 days ago Full time Competitive
Eton Clarke
Institutional Rates Sales
Eton Clarke
Madrid, Spain
4 days ago Full time Competitive
Eton Clarke
Hedge Fund Rates Sales
Eton Clarke
London, United Kingdom
5 days ago Full time Competitive