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Ashford Benjamin Ltd

Private Equity Compliance Specialist

Ashford Benjamin Ltd Hong Kong
Posted 7 days ago Permanent Competitive
We are mandated on a middle senior level compliance position with a reputable asset manager offering international exposure covering private and public market business.

Responsibilities: 

  • Ensure that Asset Management business operates in compliant within Fund Manager Code of Conduct and SFO;
  • Play a key role in providing compliance advise 
  • Maintaining an effective compliance and control system;
  • Perform pre-trade and post-trade compliance monitoring and investigation;
  • Involve in business related projects/ initiatives with potential compliance/ regulatory impacts;
  • Perform periodic monitoring/ surveillance according to relevant regulations and internal policies.

Requirements:

  • Not less than 10 years' compliance experience covering asset managmet business
  • Solid knowledge on primary market funds
  • Proficiency in Chinese and English

 

ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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