Assistant Vice President - Team Leader - Structured Products - Listing (Control/ Compliance/ Risk Management)

Location:
HKEX - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent

Job Summary:
Structured Products and Fixed Income is responsible for processing listing applications of structured products and debt securities, monitoring post-listing compliance, handling complaints and investor education. It seeks to develop policy initiatives and enhance regulations to raise industry standard for the development of structured products and fixed income markets.

Job Duties:

Responsibilities:

• To lead and manage a team in processing listing applications of structured products and regulating Listing Rules compliance, including reviewing listing documents, carrying out pro-active monitoring of issuers' compliance with rules and guidelines
• To manage system enhancement projects including collection of user requirements, preparation of functional requirements and test plans
• To assist in policy and product development such as market consultation
• To conduct research of regulatory and market development in overseas jurisdictions
• To provide other professional support to the work of the Listing Division

Requirements:

• University Degree, preferably in Financial Engineering, Economics, Business, Law or Risk
• At least 8 years' relevant experience of which at least 2 years at a management/supervisory level in risk management, compliance or control functions in investment banks
• Market knowledge in practices, regulations and operation of the structured products markets in Hong Kong or overseas is a plus
• Self-motivated, detail oriented and possess good project management, analytical and communication skills
• Good command of written and spoken English and Chinese

Company Introduction:

Hong Kong Exchanges and Clearing Limited (HKEX) is one of the world's major exchange groups, and operates a range of equity, commodity, fixed income and currency markets. HKEX is the world's leading IPO market and as Hong Kong's only securities and derivatives exchange and sole operator of its clearing houses, it is uniquely placed to offer regional and international investors access to Asia's most vibrant markets.

As the global markets leader in the Asian time-zone, we offer a world of opportunities for early careers and experienced hires. Here, we know that diverse thinking fosters better solutions, and we are committed to building an open and dynamic environment which allows our business to innovate and our people to thrive.

Discover the latest career opportunities and programmes at HKEX.

HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.