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Aptitude Asia

Associate Director, Compliance Services

Aptitude Asia Hong Kong
Posted 3 days ago Permanent Competitive
W
Posted by
William Chan
Associate Director
Our client, a well-established Professional Services company, is looking to hire an Associate Director to join the expanding team in Hong Kong.

Job Responsibilities:

  • Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers, broker-dealers, and payment service providers
  • Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries
  • Manage compliance projects to ensure timely completion and adherence to requirements
  • Serve as the subject matter expert on regulations governing Hong Kong's financial institutions
  • Participate in business development meetings and calls where required to provide product/service knowledge.

Job Requirements:

  • Minimum 5 years of experience in regulatory compliance, either within a regulator, regulated firm, or consultancy
  • Strong technical expertise in compliance, with a deep understanding of SFC regulations
  • Familiarity with building compliance policies and procedures tailored to various business models in the financial services industry, particularly asset management
  • Excellent communication skills with fluency in English, Cantonese, and Mandarin
  • Team-oriented mindset, and a proactive, meticulous approach to problem-solving
ABOUT COMPANY
Hong Kong
HR & Recruitment
Aptitude launched to fill a gap in the market for a boutique search firm specialised primarily in the investment banking, financial services, insuranc...
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