Business Compliance Manager (Business Risk & Control - IT)

Responsibilities:

Ensure bank's policies and procedures are in compliance with regulatory requirements
Manage and conduct compliance checking to monitor sales and business operation activities are in compliance with policies and procedures
Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
Monitor the implementation of rectifications and enhancement measures in relation to selling process and sales compliance issues
Coordinate training to staff concerned on the knowledge and awareness of compliance with the relevant laws, rules and standards
Maintain and enhance an effective compliance infrastructure, such as data analytics on exception activities, feedback mechanism, to collect frontlines' comments and recommendations, thus to improve the efficiency and effectiveness of sales compliance work

Requirements:

Degree or above with major in Business, Accounting, Finance, Marketing, Law or related disciplines
At least 5 years experience in financial or banking industries, of which at least 3 years specialized in compliance or audit works
Experience in RegTech, E-banking, investment, insurance or branch operation is a strong advantage.
Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
Possess strong logical and analytical skills in problem solving
Excellent interpersonal and communications skills with good command of English and Chinese in both spoken and written
Candidates with less experience will be considered as Assistant Manager

Job ID 496042

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