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Head of Compliance

Larson Maddox Hong Kong
Posted 1 month ago In-Office Job Permanent HKD2000000 - HKD2250000 per annum

Our client is looking for Head of Compliance and Risk in a sizable corporate and commercial bank. This role will be heading up the compliance and risk function, reporting to the business line.


Compliance Management:

  • Oversee compliance activities, ensuring adherence to regulatory requirements, with a focus on HKMA.
  • Develop and implement compliance policies and procedures.
  • Conduct regular assessments to identify and mitigate compliance risks.
  • Stay updated on regulatory changes and communicate them to management and staff.

Risk Management:

  • Establish and maintain a robust risk management framework.
  • Develop risk management policies and procedures.
  • Conduct risk assessments and provide mitigation recommendations.
  • Monitor key risk indicators and prepare reports for management.

Team Leadership and Development:

  • Lead the compliance and risk team, providing guidance and support.
  • Foster a compliance and risk-aware culture among staff.
  • Deliver training programs to enhance staff knowledge.

Relationship Management:

  • Serve as the main contact for regulatory authorities, such as HKMA.
  • Manage regulatory inspections, inquiries, and reporting obligations.
  • Build strong relationships with internal stakeholders.


  • Bachelor's degree in a relevant field.
  • Extensive experience in corporate and commercial bank compliance, preferably in a foreign bank.
  • Strong knowledge of HKMA regulations.
  • Fluent in Cantonese and English.
  • Strong leadership and managerial skills.
  • Excellent communication and interpersonal skills.
  • Detail-oriented and proactive.
  • Ability to handle multiple priorities in a fast-paced environment.
Job ID  PR/493453
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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