Manager, Compliance

About Dah Sing Group
The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.
Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent, but alike in the capacity for growth. Our task is to shape a culture that creates a sense of pride in achieving something beyond just a job, and an environment where you can be your true and authentic self, like at home.

Responsibilities:
• Reporting to the Head of Compliance Review
• Conduct independent compliance reviews/ self-assessments to assess the effectiveness and robustness of policies and controls
• Review internal policies, procedures and guidelines to ascertain compliance with regulatory requirements.
• Provide recommendations on compliance issues and findings identified
• Follow up implementation progress of recommendations with relevant parties
• Assist in reporting issues identified in compliance monitoring, external examination, self-assessment to the management
• Handle ad hoc requests and projects
• Handle enquiries from auditors and regulators

To meet the challenge, you should have the following qualifications and attributes:
• University graduate in Business Administration, Accounting, Finance, Economics, Law or related disciplines
• Possession of legal or accountancy professional qualification
• Minimum 5 years of experience in financial services preferably with compliance or audit experience in banking industry
• Good command of both written and spoken English and Chinese
• Good PC knowledge
• Strong conceptual, analytical, good interpersonal, written and presentation skills

Please note that only shortlisted candidates will be notified.