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Ashford Benjamin Ltd

Regulatory Compliance - Global Investment Bank

Ashford Benjamin Ltd Hong Kong
Posted 15 hours ago Permanent Competitive
V
Posted by
Vivian Chen
Associate Director
We are instructed on an opportunity for a middle level regulatory compliance professional covering global markets business to join a global investment bank in Hong Kong.

Responsibilities:

  • Provide regulatory advisor to APAC business and control function
  • Monitor relevant regulatory changes and development
  • Implement related policies and procedures
  • Support new business initiatives and ensure related rules and regulation are identified and followed
  • Work closely with other compliance function on projects and other compliance related topics

 

Requirements

  • Minimum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
  • Familiar with HKMA and SFC rules and regulation for global markets business
  • Strong understanding in fixed income/ equities products
  • Experience in advising various business and control functions
     
ABOUT COMPANY
Hong Kong
HR & Recruitment
Ashford Benjamin is a leading executive search firm, focusing on the legal, risk & compliance professions. The majority of our projects are retained, ...
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