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Service Provider - Compliance Officer

Larson Maddox Hong Kong
Posted 1 month ago In-Office Job Permanent Negotiable

CLIENT BACKGROUND

Our client is a service provider in the APAC Region. Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience.

JOB RESPONSIBILITY

  • Develop and implement compliance policies and procedures in line with applicable regulations, including FATCA and CRS;
  • Conduct regular audits and assessments to ensure adherence to compliance standards;
  • Monitor changes in regulatory requirements and update internal policies accordingly;
  • Provide guidance and training to employees on compliance-related matters;
  • Collaborate with internal departments to address compliance issues and implement effective solutions;
  • Prepare and submit necessary reports to regulatory authorities;
  • Stay updated on industry trends and best practices in compliance.

JOB REQUIREMENTS

  • University graduate, preferably with finance, accounting or law degree
  • 3 years of experience in financial institution, preferably service provider (if not, bank is also acceptable)
  • Good interpersonal communication skills
  • Good team player while being able to work independently
  • Details-oriented
  • Proficient in English, Mandarin and Cantonese

job_description_image
Job ID  PR/495057
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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