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Internal Audit - Compliance and Financial Crimes Auditor - Associate, Singapore / Hong Kong

Morgan Stanley Singapore
Posted 25 days ago Permanent Competitive
Internal Audit - Compliance and Financial Crimes Auditor - Associate, Singapore / Hong Kong
Team Profile
The Internal Audit Department (IAD) is responsible for validating whether the Firm operates in a controlled environment with appropriate risk management processes. We evaluate the adequacy and effectiveness of the Firm's internal controls using a risk-based methodology developed from professional auditing standards and assists in monitoring the Firm's compliance with internal policies and procedures, as well as rules and regulations governing the industry. We are part of a global team with presence in the Americas, Europe and Asia. IAD is represented by a diverse skill set across business, legal and compliance, risk management, operations, finance, and technology who work together to identify, monitor, assess and report on the control environment of the Firm.

About the Role
Morgan Stanley IAD is currently seeking an Associate for its Compliance and Financial Crimes audit team. The successful candidate will be primarily responsible for providing audit coverage of the Compliance and Financial Crime (C&FC) functions throughout Asia, as well as supporting non-C&FC relating audits when required.
Your key responsibilities will include:
- Support the Asia C&FC audit team in performing audit risk assessments, planning, execution and reporting.
- Participate in all phases of the audit including planning, fieldwork execution and reporting across regional and applicable global audits. This includes drafting and communicating audit findings to the Audit Coverage Managers, Audit Coverage Directors and senior key stakeholders outside the audit department.
- Meet with key stakeholders both within and outside the audit department, as part of continuous monitoring of C&FC activities to monitor and assess risk within the C&FC functions of the Firm.
- Develop an understanding of the Firm's businesses in the region and synthesize and in turn able to synthesize and communicate the implications for the C&FC functions to management and colleagues from other audit divisions.
Job ID  3232759
ABOUT COMPANY
Hong Kong
68000 Employees Investment Banking / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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