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Danos Group

VP - Equities Compliance

Danos Group Singapore
Posted 1 month ago In-Office Job Permanent 200000
Our client - A global investment company headquartered in Singapore is seeking an Equities compliance professional to join their Regulatory and Compliance team.

Responsibilities

  • Provide regulatory compliance support for the firm’s equity execution desk and assisting with the resolution of issues identified by other oversight functions (i.e., Risk or Internal Audit).
  • Developing and implementing policies, procedures and controls which successfully mitigate key risk factors for the trading lifecycle.
  • Working with legal colleagues and external counsel to manage relationships with regulators (e.g. MAS, SGX, SEC, and FCA).


Requirements

  • Seeking a degree holder with exceptional academic credentials, ideally in a related field, and a minimum of 7 years' experience in compliance and regulatory roles within financial institutions, regulatory bodies, broker-dealers, or buy-side firms.
  • The ideal candidate should possess strong knowledge of equities and equities derivatives, including ETFs and listed options.
  • Demonstrated experience in implementing trading and equity compliance projects, policies, and programs.
Job ID  SB0624
ABOUT COMPANY
London, United Kingdom
HR & Recruitment
The Danos Group provides permanent and interim Compliance, Financial Crime, Legal, Risk, Cyber, and ESG recruitment solutions to the world’s leading o...
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