Discover your dream Career
For Recruiters  /  人才招聘

Disclosures Business Analyst - Regulatory Reporting

Selby Jennings London, United Kingdom
Posted 8 days ago In-Office Job Permanent Negotiable

Disclosures Business Analyst - Regulatory Reporting

Selby Jennings London, United Kingdom



Disclosures Business Analyst - Regulatory Reporting



The Opportunity

A leading global investment management firm is looking for an experienced Disclosures Business Analyst to support the enhancement of its global regulatory disclosure framework.

The role sits at the intersection of Compliance, Legal, Operations, Data and Technology, with responsibility for analysing existing disclosure processes and delivering improvements across systems, data, workflows and controls.

Candidates should have direct, hands-on experience with either EU Short Selling Regulation (EU SSR) disclosures or US 13F reporting. Experience across wider major shareholding, position or ownership disclosures would also be highly relevant.



Key Responsibilities

  • Analyse and improve EU SSR, US 13F and wider regulatory disclosure processes.
  • Interpret regulatory rules and translate them into clear business requirements and technical specifications.
  • Analyse positions, reportability thresholds, aggregation rules, calculations and filing requirements.
  • Map end-to-end data flows, from trading and position data through to disclosure calculations and regulatory submissions.
  • Produce business requirements, functional specifications, process maps, data mappings, user stories and acceptance criteria.
  • Identify weaknesses across existing disclosure processes, systems and controls.
  • Investigate reporting errors, data issues and control gaps, perform root-cause analysis and drive remediation.
  • Partner with Compliance, Legal, Operations, Technology and Data teams to deliver enhancements.
  • Support system and regulatory change initiatives from initial requirements through UAT, implementation and production release.
  • Develop robust UAT test cases, test scripts and scenarios covering disclosure requirements.
  • Improve the accuracy, completeness and timeliness of regulatory disclosures.
  • Support broader global disclosure requirements including major shareholding, beneficial ownership and position reporting.


What We're Looking For

  • Strong Business Analyst experience within regulatory disclosures, position reporting, regulatory reporting or regulatory change.
  • Direct experience with EU Short Selling Regulation / EU SSR / net short position disclosures OR US 13F reporting.
  • Strong understanding of positions, thresholds, reportability calculations, aggregation logic and filing processes.
  • Experience translating complex regulatory requirements into business and technical requirements.
  • Strong experience producing BRDs, functional requirements, process maps, data mappings, user stories and UAT documentation.
  • Experience identifying control gaps, reporting errors and data-quality issues and driving remediation.
  • Strong testing, UAT and implementation experience.
  • Experience working across Compliance, Legal, Operations, Technology and Data teams.
  • Broader exposure to major shareholding, ownership or position disclosure regimes is advantageous.
  • Exposure to SQL, data analysis, reporting platforms or automated regulatory systems would be beneficial.





job_description_image
Job ID  PR/614826
ABOUT COMPANY
New York, United States
1000 Employees HR & Recruitment
We support the Financial Sciences & Services industry with talent that can truly shape the future of a business. Whether that be Quantitative Analyti...
More Jobs From Selby Jennings
Selby Jennings
Disclosures Business Analyst - EU SSR, US 13F
Selby Jennings
London, United Kingdom
28 days ago Full time Negotiable
Selby Jennings
Regulatory Reporting Business Analyst - EMIR & MAS
Selby Jennings
London, United Kingdom
28 days ago Full time Negotiable
Selby Jennings
Compliance Surveillance Analyst
Selby Jennings
London, United Kingdom
8 days ago Full time Negotiable
Selby Jennings
QIS Quant Trader
Selby Jennings
London, United Kingdom
14 days ago Full time Up to GBP100000 per annum
Selby Jennings
Communications Surveillance Analyst - High Frequency Trading
Selby Jennings
London, United Kingdom
23 days ago Full time Negotiable
Selby Jennings
Market Access Platform Lead
Selby Jennings
London, United Kingdom
6 hours ago Full time Negotiable
Selby Jennings
Network Engineer
Selby Jennings
London, United Kingdom
8 hours ago Full time Negotiable
Selby Jennings
PE Associate, Infrastructure (ESG & Investing), London
Selby Jennings
London, United Kingdom
13 hours ago Full time Negotiable
Selby Jennings
AVP - Support Asscoiate
Selby Jennings
London, United Kingdom
1 day ago Full time Negotiable
Selby Jennings
Hedge Fund Client Management & Commercial Operations
Selby Jennings
London, United Kingdom
1 day ago Full time Negotiable

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
Recommended Jobs
Selby Jennings
Regulatory Reporting Business Analyst - EMIR & MAS
Selby Jennings
London, United Kingdom
Selby Jennings
Disclosures Business Analyst - EU SSR, US 13F
Selby Jennings
London, United Kingdom
Broadridge Trading & Connectivity Solutions
Senior Business Analyst - Regulatory Reporting
Broadridge Trading & Connectivity Solutions
London, United Kingdom
twentyAI
Senior Business Analyst
twentyAI
London, United Kingdom