Head of Compliance (Boutique Asset Manager) – Fund Management Compliance Experience (including UCITS & AIFMD knowledge) required
£120K - £140K + Bonus & Benefits London/Hybrid
Our Client, a well-established European Asset Manager, is looking to hire a new Head of Compliance & MLRO who will take over from the current incumbent who is retiring. As the registered SMF16 and SMF17 you will be tasked with supporting the CEO and board in further developing the compliance function, frameworks and programme. As part of the senior management team and reporting directly to the CEO, duties will include:
The successful candidate will be degree educated and must have gained a minimum of seven years of fund management FCA compliance experience, with a good knowledge of relevant UK and EU rules and regulations (including (UCITS, AIFMD, MIFID, EMIR). Previous MLRO experience is useful but more important is good product knowledge (Equities, FI & FX) as well as a “sleeves rolled up approach”, willing to learn new material, taking responsibility and getting involved in the details of compliance issues.
NB You must be eligible to hold the SMF 16 & 17, although no need to have held before so may suit someone looking for their first SMF role.
This is a fantastic opportunity for a confident and polished individual with strong interpersonal skills to join a hugely successful European Asset Manager in a very visible and influential role. The business is seeing significant growth and the business is well placed because of its product focus and investors to continue to grow.
If you feel you have the above average interpersonal skills and technical knowledge to be successful in this role, please send your details to firstname.lastname@example.org (including a contact number & email) however please note we cannot always reply to all applications so only successful applications will be contacted (although under no circumstance are your details ever passed on without your specific permission).