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KYC Analyst

Daffin Kirbyshire Associates London, United Kingdom
Posted 3 months ago Hybrid Permanent £45k - £50k
Posted by
Chris Daffin
Working for a highly regarded financial investment bank who are enjoying a strong period of growth, are looking to enhance the onboarding and KYC team with a new hire. Based in the heart of London, a great company and strong future prospects with the added benefit of an excellent benefits package Please note before applying, To be considered for this position, you must have previous experience working within a financial brokerage firm
  • Ensure that appropriate CDD / KYC and AML checks are carried out on all customers and in accordance with local regulatory requirements, in conjunction with the Financial Crime team
  • Ensure that appropriate customer categorizations are carried out in accordance with local regulatory requirements
  • Provide approval for client submissions once QC checklist has been fulfilled
  • Provide feedback and ideas on how to Improve the QC checklist/process to ensure it is clear, concise and adheres to all requirements associated with KYC/AML
  • Ensure that appropriate client documentation is captured to all customers and in accordance with local regulatory and any exchange requirements
  • Ensure that the integrity of the static data inputted by the on-boarding team into the Client Data Base (aka PeopleSoft)
  • Provide constructive feedback to On-boarding analysts and provide guidance where required to address any knowledge gaps
  • Help instil best practices and consistency from Analysts in document submission to create a consistent model for document submission, naming and annotating
  • Ensure that procedures are kept up to date
  • To assist on any other ad-hoc reviews/projects/audits that the Operations department is required to carry out


Job ID  DA-KIR-98
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