A Wealth Management business based in the City are looking for an Operational Risk Manager to join the business on a 12 month fixed term contract.
- Overseeing the delivery annual risk and control self-assessment process and providing challenge to submissions from the first line-of-defence;
- Setting priorities for, and leading thematic reviews;
- Overseeing the day-to-day management of, and contributing to the resolution of risk events;
- Oversight and challenge of the outsourcing register and associated risk assessments and due diligence of third-party arrangements;
- Overseeing and providing challenge to the annual General IT Controls, and Entity-Level Controls questionnaires;
- Providing insight and analysis on the Firm's risk registers;
- Making, and following-up on recommendations for enhancements to the Firm's control framework;
- Continuous assessment of both internal and external factors in order to identify and report on emerging risks;
- Drafting of periodic reports for the Compliance and Risk Committee, and other committees as required;
- Designing, maintaining and communicating policies and frameworks;
- Developing, capturing, monitoring and reporting on Key Risk Indicators and Key Control Indicators;
- Enhancing and promoting risk culture and awareness;
- Designing and delivering structured training of all staff in operational risk matters, and ad-hoc/informal training, as required;
- Primary contact for all staff for queries relating to operational risk;
- Minimum of 5 years Operational Risk experience, ideally from within a similar Wealth or Asset Management business.
- Strong FCA regulatory knowledge.
- Excellent communication skills, both written and oral.
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