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Danos Group

Regulatory Compliance Consultant

Danos Group London, United Kingdom
Posted 1 month ago In-Office Job Contract £500-£550 per day
N
Posted by
Nicole Poole
Recruiter
A top Investment Manager is looking for a Regulatory Compliance Consultant to come and support their London team. This role is ideal for someone with strong knowledge of insider trading and market abuse regulations and requirements. This is an exciting 6-month contract looking to pay around £500 per day and will require travel to a London office 5-days a week.

Key Responsibilities:

  • Address inquiries from external parties regarding market activity and internal controls for trading activities.
  • Identify and escalate compliance issues to senior management, and assist in finding solutions.
  • Approve access to confidential resources like expert networks and virtual data rooms, ensuring adherence to company policies.
  • Collaborate on developing, drafting, and maintaining compliance policies and procedures for information barriers, MNPI, and other relevant topics.


Key Requirements:

  • Previous experience within Regulatory Compliance
  • Strong knowledge of Market Abuse Regulations
  • Investment Manager background in fixed income, alternatives, derivatives, commodities or equity strategies
  • Available to start within a month


Please reach out to Nicole Poole at Danos Consulting if you're interested in this opportunity and to learn more.

ABOUT COMPANY
London, United Kingdom
HR & Recruitment
The Danos Group provides permanent and interim Compliance, Financial Crime, Legal, Risk, Cyber, and ESG recruitment solutions to the world’s leading o...
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