Regulatory Reporting Manager

DUTIES AND RESPONSIBILITIES

• Monitor IFEU’s and NDEX’s compliance with MiFIR transaction reporting and order retention; liaise with Members on relevant reporting or data issues
• Assist Members in their accurate reporting of commodity derivative positions to IFEU and NDEX and the onward reporting to the FCA and AFM
• Monitor the Exchanges’ weekly Commitment of Trader reports
• Communicate with Member firms regarding potential issues or general enquiries
• Manage investigations on potential breaches of IFEU/NDEX rules
• Monitor processes and controls through the production of Management Information
• Identify new methods to enhance and streamline processes, increasing efficiency and accuracy of tasks; work with IT to improve the systems where required
• Maintain framework and procedure documentation, ensuring they are accurate and up to date
• Liaise and engage with regulators on matters relating to the Exchange’s regulatory reporting framework, and other matters where required
• Represent the department as required to senior management, Board committees or industry groups
• Support colleagues and direct reports in their development, ensuring they receive sufficient training and assistance to carry out their roles and responsibilities
• Stay abreast of regulatory and compliance developments
• Identify risk and compliance impacts to the Exchange for new product launches, technology releases and market practices

KNOWLEDGE AND EXPERIENCE

• Educated to degree level or equivalent.
• Experience working within financial markets. Strong understanding of commodity and financial derivatives
• Strong knowledge of MiFID II regulatory reporting requirements and an understanding of IFEU Rules and its obligations as a Recognised Investment Exchange
• Ability to delegate to and motivate a team; previous experience managing staff preferable
• Excellent communication skills
• Proficient at identifying problems and working efficiently to resolve
• Strong drive to continually improve and develop working practices and industry knowledge
• Proactive in initiating or delegating project work to improve department processes
• Strong IT literacy skills