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A Global Multinational Bank is looking for a Director Level Compliance Advisory/Oversight professional to join their London team. This role is ideal for someone with strong product expertise of Prime Derivatives and Equities, who is looking to start quickly on an initial 6-month contract.

Key Responsibilities:

Sit within the trading floor providing lead transmission of Compliance policy, procedures and practice into the business and support the development by businesses of effective control frameworks
Provide regulatory expertise on applying relevant regulatory requirements under MiFID II, MAR, EMIR, SFTR.
Provide technical expertise on the interpretation and application of UK, European and US trading venue rules
Deliver advise to the business on new product approval, marketing materials, internal and external surveillance queries, trade amendments or trade reporting
Support the completion of the annual Compliance plan

Key Experiences:

Proven experience in a Compliance Advisory role
Strong working knowledge of relevant regulatory requirements (such as MiFID II, EMIR, SFTR, and MAR)
Strong Prime Derivatives knowledge

Please contact Nicole Poole at Danos Consulting to learn more about this opportunity.

ABOUT COMPANY

Danos Group

London, United Kingdom

HR & Recruitment

The Danos Group provides permanent and interim Compliance, Financial Crime, Legal, Risk, Cyber, and ESG recruitment solutions to the world’s leading o...

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