Discover your dream Career
For Recruiters

Vice President, Compliance Advisory - Equity Derivatives and Structured Products

Investigo London, United Kingdom
Posted 20 days ago Hybrid Job Permanent £80k - £120k
C
Posted by
Chris Roots
Senior Consultant - Compliance - Banking and Financial Services at Investigo
London, United Kingdom, Hybrid Join a prestigious global investment bank at the forefront of financial innovation. With a rich history and a commitment to excellence, we are seeking a dynamic and experienced professional to join a growing Compliance team as a Vice President - Compliance Advisory for Equity Derivatives and Structured Products.

Responsibilities:

  1. Equity Derivatives and Structured Products Oversight:
  • Provide expert compliance advice on regulatory matters related to equity derivatives and structured products.
  • Develop, implement, and maintain compliance policies and procedures specific to these financial instruments.
  • Stay abreast of industry trends, regulatory changes, and market developments impacting equity derivatives and structured products.
  1. Regulatory Engagement:
  • Act as the key point of contact for regulatory inquiries and examinations related to equity derivatives and structured products.
  • Collaborate with regulatory authorities to ensure adherence to local and international compliance standards.
  • Represent the bank in industry forums and working groups to influence regulatory developments.
  1. Risk Assessment and Monitoring:
  • Conduct comprehensive risk assessments related to equity derivatives and structured products.
  • Implement robust monitoring programs to identify and mitigate compliance risks.
  • Work closely with other departments to ensure a proactive approach to risk management.
  1. Training and Education:
  • Develop and deliver targeted compliance training programs for staff involved in equity derivatives and structured products.
  • Foster a culture of compliance awareness throughout the organization.
  1. Policy Development:
  • Collaborate with legal and business teams to create and update compliance policies and procedures.
  • Ensure alignment with regulatory requirements and industry best practices.

Qualifications:

  • Direct compliance advisory experience in the financial services industry.
  • In-depth knowledge of equity derivatives and structured products compliance requirements.
  • Strong understanding of relevant regulatory frameworks (e.g., FCA, ESMA).
  • Proven experience in engaging with regulatory authorities and industry forums.
  • Excellent analytical and problem-solving skills.
  • Effective communication and interpersonal skills.
  • Bachelor's degree in finance, law, or a related field; advanced degree preferred.

Please get in touch chris.roots@investigo.co.uk for details

Job ID  Rootseqderivs
More Jobs From Investigo
Investigo
Compliance Frameworks and Assurance – Commodities Trading Firm
Investigo
London, United Kingdom
20 days ago Full time £80k - £100k
Investigo
Compliance Advisory VP - Private Side
Investigo
London, United Kingdom
16 hours ago Full time £80k - £100k
Investigo
Money Laundering Reporting Officer (MLRO) – MD
Investigo
London, United Kingdom
16 hours ago Full time £200k - £300k
Investigo
Financial Crime Officer - Financial Crime Training
Investigo
London, United Kingdom
3 months ago Full time £50k - £70k
Investigo
Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid
Investigo
London, United Kingdom
2 months ago Full time £80k - £100k
Investigo
Market Risk Manager
Investigo
London, United Kingdom
8 days ago Full time £75k - £100k
Investigo
Operational Risk Manager
Investigo
London, United Kingdom
8 days ago Full time £75k - £100k
Investigo
Compliance - Regulatory Advisory Officer
Investigo
London, United Kingdom
20 days ago Full time £55k - £75k
Investigo
Regulatory Reporting Manager
Investigo
London, United Kingdom
1 month ago Full time £90k - £110k
Investigo
Global Financial Controller - Private Equity
Investigo
London, United Kingdom
1 month ago Full time £100k - £110k

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
More Jobs Like This